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FINANCIAL INVESTMENT SERVICES IN THE FIELD OF SECURITIES, NAMELY, AGENCY SERVICES IN THE FIELD OF MORTGAGE AND ASSET-BACKED SECURITIES, TREASURY SECURITIES ISSUED BY THE UNITED STATES GOVERNMENT, AND OTHER SOVEREIGN DEBT SECURITIES; INVESTMENT BROKERAGE SERVICES IN THE FIELD OF OVER-THE-COUNTER TREASURY OPTIONS ISSUED BY THE UNITED STATES GOVERNMENT AND EXCHANGE LISTED FUTURES AND OPTIONS